OPINION AND ORDER DENISE COTE, United States District Judge Broker-dealer Lek Securities Corporation (“Lek”) and its principal Samuel Lek (collectively “the Lek Defendants”) have moved to dismiss the securities fraud action filed against them by the Securities and Exchange Commission (“SEC”). The SEC alleges that these defendants participated in unlawful layering and cross-market manipulation schemes.
District Court, S.D. New York · 276 F. Supp. 3d 49 · 2017-08-25
Key topics: contract, corporation, antitrust, securities, business, tort, partnership.
Public court record summarized from official/open sources. Read the court record.